The Personal Finance Society has called for a culture in which advisers can "go ahead and do the right thing for clients" rather than solely following "prescriptive rules". Keith Richards, chief ...
The Situation: Prior to the enactment of Capital Requirements Directive ("CRD") VI, corporate governance rules for the financial services industry were not harmonized across EU Member States. The ...
Following feedback to its July 2024 Call for Input (CfI) on placing greater reliance on the Consumer Duty instead of specific rules and guidance, the FCA won’t be carrying out a wholesale Handbook ...
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